Richard Callaghan
Richard Callaghan is a CFP-designated registered investment advisor at Equitable Advisors, LLC, based in Woodbridge, NJ, with 30 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.
For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.
When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.
Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.
Location
90 Woodbridge Center Drive, 7th Floor, Woodbridge, NJ, 07095
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2010Other Business Activities
Richard acts as Power of Attorney and Executor for his biological mother. He also serves as a Trustee for the Brotherhood Protective Order of Elks (BPOE) Summit Lodge, acting as a fiduciary for the Lodge's operations for approximately 8 years.
Employment History
Current Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Capitol Securities Management, INC.Broker
Capitol Securities Management, INC.
Granite Springs Asset Management, LLC
R. Seelaus & Co.,inc.Broker
R. Seelaus & CO., INC.
Jeffrey Matthews Wealth Management, LLC
The Jeffrey Matthews Investment Advisory Group LLC
The Jeffrey Matthews Financial Group, L.L.C.Broker
Halpert and Company, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.