Thomas Dale is a registered investment advisor at Ballew Advisors INC, based in Jackson, MS, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 971 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 2.00% |
| $150K - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees over $5,000,000 are negotiable. Discounts may be offered to family members and friends of associated persons.
Fee Estimator
Location
100 Vision Drive, Suite 325, Jackson, MS, 39211
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the corporate secretary for Security Ballew, Inc. and S B Holding Company, Inc., each taking minimal time. He also serves as corporate secretary and insurance agent for BIA, Inc., selling fixed insurance products, and as secretary and financial advisor for Ballew Advisors, Inc., selling advisory products/accounts, dedicating a few hours per week and about a quarter of his time, respectively.
Employment History
Current Registrations
Ballew Advisors INC
Previous Registrations
Choices INC
Ballew Investments, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.