Kathleen Harney is a registered investment advisor at Pacific Wealth Care INC., based in Yorba Linda, CA, with 26 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 19 clients with $68M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 1.20% |
| $750K - $1.0M | 1.05% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.85% |
Fees negotiable for accounts over $5,000,000. Client accounts from one household will be consolidated with client accounts from other households to aggregate account values for fee calculations.
Fee Estimator
Location
Yorba Linda, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kathleen co-owns rental properties in Nebraska and owns rental properties in Arizona and California. She also works full-time as a CPA and president of Kathleen Harney Acct Corp, a CPA firm, where she does tax returns and tax planning.
Employment History
Current Registrations
Pacific Wealth Care INC.
Previous Registrations
1st Global Capital CORP.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.