SG
SG
Stephan Giuffrida
10 Years of Experience
White Plains, NY
1 Disclosure
Stephan Giuffrida is a registered investment advisor at Peck Wealth Management, LLC, based in White Plains, NY, with 10 years of industry experience. Stephan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, High Net Worth, Investment Management. Their firm serves 58 clients with $160M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
58 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$157.4M
Fee Structure
Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees may be negotiable. Accounts of the relatives of the Adviser may have deeply discounted fees or no fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
83 Hillair Circle, White Plains, NY, 10605
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2002Final
Employment History
Current Registrations
Peck Wealth Management, LLC
December 2025 - Present · 5 mos
Previous Registrations
K.C. Ward FinancialBroker
September 2016 - November 2017 · 1 yr 2 mos
Woodstock Financial Group, INC.Broker
February 2014 - November 2014 · 9 mos
PFS Investments INC.Broker
January 2011 - February 2012 · 1 yr 1 mo
Regal Securities, INC.Broker
October 2007 - December 2008 · 1 yr 2 mos
Brookstreet Securities CorporationBroker
April 2006 - July 2007 · 1 yr 3 mos
Domestic Securities, INC.Broker
November 2003 - April 2004 · 5 mos
Hms Securities INC.Broker
February 2002 - August 2002 · 6 mos
Domestic Securities, INC.Broker
November 2001 - August 2002 · 9 mos
Domestic Securities, INC.Broker
April 2001 - October 2001 · 6 mos
All-Tech Direct, INC.Broker
May 1999 - November 2001 · 2 yrs 6 mos
Emerson Bennett & AssociatesBroker
June 1998 - May 1999 · 11 mos
Walsh Manning Securities, LLCBroker
May 1998 - June 1998 · 1 mo
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.