Keith Cuomo is a registered investment advisor, based in Monroe, CT, with 14 years of industry experience.
Location
71 Turkey Roost Road, Monroe, CT, 06468
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Regulatory History (1)
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Customer Dispute
May 2022Settled
Other Business ActivitiesSells Insurance
Keith is a registered investment advisor with Dunbar Associates LLC since February 2025, dedicating about a quarter of his time to interacting with clients and managing accounts. He also works as an insurance broker for Life Brokerage and Risk & Insurance, brokering and writing non-securities insurance products, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Chelsea Financial Services
January 2025 - Present · 1 yr 4 mos
Chelsea Financial ServicesBroker
January 2025 - Present · 1 yr 4 mos
Dunbar Associates, LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Quint Capital CorporationBroker
October 2024 - January 2025 · 3 mos
Purshe Kaplan Sterling InvestmentsBroker
February 2023 - October 2024 · 1 yr 8 mos
MML Investors Services, LLC
June 2021 - February 2023 · 1 yr 8 mos
MML Investors Services, LLCBroker
September 2015 - February 2023 · 7 yrs 5 mos
Park Avenue Securities LLC
February 2015 - September 2015 · 7 mos
Park Avenue Securities LLCBroker
May 2012 - September 2015 · 3 yrs 4 mos
Schonfeld Securities INC.Broker
December 1995 - September 1996 · 9 mos
A. R. Baron & CO., INC.Broker
February 1995 - May 1995 · 3 mos
State Registrations11 states
CACTDCFLILMANCNJNYPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.