Richard Franco
Richard Franco is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 30 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7373 N Scottsdale Rd Ste A250, Scottsdale, AZ, 85253
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard sells fixed insurance products, including life and long-term care, dedicating minimal time to this. He is also involved with Rejuvenus, PLLC, Franco-Anderson Financial, LLC, FFEC Wealth Partners, and Kierland Financial Group, spending about a quarter of his time at FFEC Wealth Partners and Kierland Financial Group.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
First Financial Equity Corporation
First Financial Equity CorporationBroker
Morgan Stanley Dw INC.Broker
Piper Jaffray INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations29 states
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