Theodore Carol
Theodore Carol is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Denver, PA, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
335 Main St, Denver, PA, 17517
Get directionsHistory
Regulatory History (2)
Judgment / Lien
August 1989Judgment / Lien
June 1989Other Business ActivitiesSells Insurance
Theodore works at Fulton Bank and Fulton Financial Advisors, dedicating about half of his time to each for investment sales. He also works as an agent for Specific Solutions selling non-variable life insurance, spending a few hours per week on this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
M&t Securities, INC.
M&t Securities, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
M&t Securities, INC.Broker
Allfirst Brokerage CorporationBroker
Ifmg Securities, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.