James Day is a registered investment advisor, based in Huntsville, AL, with 30 years of industry experience.
Location
200 Clinton Ave, Suite 100 & 210, Huntsville, AL, 35801
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Regulatory History (1)
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Customer Dispute
July 2021Settled
Employment History
Current Registrations
Hightower Advisors, LLC
June 2016 - Present · 9 yrs 11 mos
Hightower Securities, LLC
June 2016 - Present · 9 yrs 11 mos
Hightower Securities, LLCBroker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - July 2016 · 7 yrs 1 mo
Morgan Stanley
June 2009 - July 2016 · 7 yrs 1 mo
Citigroup Global Markets INC.
April 2009 - June 2009 · 2 mos
Citigroup Global Markets INC.Broker
April 2009 - June 2009 · 2 mos
Wells Fargo Advisors, LLC
June 2005 - May 2009 · 3 yrs 11 mos
Wachovia Securities, LLCBroker
April 2005 - May 2009 · 4 yrs 1 mo
Southtrust Securities, LLCBroker
May 2001 - April 2005 · 3 yrs 11 mos
Compass Brokerage, INC.Broker
June 2000 - May 2001 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1995 - June 2000 · 4 yrs 11 mos
State Registrations13 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.