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Brenda Rafferty
30 Years of Experience
Lone Tree, CO
2 DisclosuresBrokerSells Insurance
Brenda Rafferty is a registered investment advisor, based in Lone Tree, CO, with 30 years of industry experience.
Location
9360 Teddy Lane, #101, Lone Tree, CO, 80124
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2017Settled
Customer Dispute
December 2008Settled
Other Business ActivitiesSells Insurance
Brenda is the President/Financial Advisor of Rafferty Financial Consulting & Implementation LLC, dedicating nearly all of her time to financial planning and securities management. She also works as an IRS Enrolled Agent for Tax Solution US EA LLC (about 10-20% of her time), is the CEO/Principal Agent for Custom Insurance Solutions, LLC (a few hours per week), and a minority member of DRB Holding LTD (minimal time).
Employment History
Current Registrations
Kovack Securities INC.Broker
June 2023 - Present · 2 yrs 11 mos
Kovack Advisors, INC.
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Commonwealth Financial NetworkBroker
January 2017 - July 2022 · 5 yrs 6 mos
Commonwealth Financial Network
January 2017 - July 2022 · 5 yrs 6 mos
LPL Financial LLC
January 1999 - January 2017 · 18 yrs
LPL Financial LLCBroker
October 1998 - January 2017 · 18 yrs 3 mos
Financial Network Investment CorporationBroker
May 1997 - October 1998 · 1 yr 5 mos
Fbs Investment Services, INC.Broker
September 1996 - April 1997 · 7 mos
Waddell & Reed, INC.Broker
March 1995 - September 1996 · 1 yr 6 mos
State Registrations3 states
AZCOKS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.