Lee Hart
Lee Hart is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Indiana, PA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
682 Philadelphia St, Indiana, PA, 15701
Get directionsHistory
Regulatory History (4)
Financial
April 2019Financial
May 2017Financial
May 2017Financial
May 2017Other Business Activities
Lee is the POA/Administrator for her aunt, starting in 2018. Lee currently spends no time on this activity, but upon her aunt's passing, she will distribute her estate.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.