William Grundig
William Grundig is a registered investment advisor at Kestra Advisory Services, LLC, based in Freehold, NJ, with 30 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
303 West Main Street, Suite 303, Freehold, NJ, 07728
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2025Customer Dispute
February 1999Customer Dispute
March 1997Other Business ActivitiesSells Insurance
William sells fixed insurance under Dynasty Advisors, LLC, where he is also a partner and owner. Both activities are investment-related and conducted at the branch.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Securities America, INC.Broker
Securities America Advisors, INC.
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
J.P. Turner & Company, L.L.C.Broker
Global Capital Securities CorporationBroker
Global Capital Markets, LLCBroker
Stratton Oakmont INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.