Alan Tom is a registered investment advisor at Morgan Stanley, based in Honolulu, HI, with 31 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
733 Bishop Street, Suite 2800, Honolulu, HI, 96813
Get directionsHistory
Regulatory History (3)
Regulatory
May 2003Customer Dispute
November 2001Customer Dispute
July 2000Other Business Activities
Alan acts as a Power of Attorney (POA) in Honolulu, Hawaii, starting in March 2021. This investment-related activity occurs primarily during business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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