Eric Bertonazzi is a registered investment advisor, based in Boston, MA, with 26 years of industry experience.
Location
One Boston Place, 41st Floor, Boston, MA, 02108
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010Settled
Customer Dispute
September 2009Settled
Customer Dispute
March 2009Settled
Other Business Activities
Eric is the Chairman, CEO, and CIO of Wainwright Investment Counsel, LLC. He is also the Managing Member and a Principal of Wainwright Capital Partners, LLC, a commodity pool operator, and registered with WFS, LLC, which facilitates private placement transactions.
Employment History
Current Registrations
Wfs, LLCBroker
February 2009 - Present · 17 yrs 3 mos
Wainwright Investment Counsel LLC
August 1999 - Present · 26 yrs 9 mos
State Registrations3 states
CAMARI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.