Deborah Vince
Deborah Vince is a registered investment advisor at New York Life Investment Management LLC, based in New York, NY, with 30 years of industry experience. Deborah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,042 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NYLIM does not directly manage investments for individual investors. Instead, NYLIM provides operational, administrative, and trading services for managed accounts offered through wrap fee programs sponsored by other firms. As part of these programs, NYLIM may engage subadvisors to provide investment advice and trade execution. The annual management fee ranges from 0.25% to 0.80% of assets under management, paid by the sponsor or client, and varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.
Location
51 Madison Avenue, New York, NY, 10010
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Deborah is a partner in Gold Finch Land LLP, a farm, since 2007, dedicating minimal time. She is also the Board Chair for Su Casa - Ending Domestic Violence, spending a few hours per week on community involvement, fundraising, and management.
Employment History
Current Registrations
New York Life Investment Management LLC
Nylife Distributors LLC
Nylife Distributors LLCBroker
Previous Registrations
Nrp Financial, INC.Broker
Nrp Advisors, INC.
Nrp Advisors, INC.
Nrp Financial, INC.Broker
401(k) Advisors, INC.
Financial Telesis INCBroker
Princor Financial Services CorporationBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Titan/value Equities Group, INC.Broker
Gateway Investment Services, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.