Paul Lieu
Paul Lieu is a registered investment advisor at Calton & Associates, INC., based in Huntington Beach, CA, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
15061 Springdale St, Suite 107, Huntington Beach, CA, 92649
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2008Customer Dispute
April 2008Customer Dispute
January 2008Employment Separation After Allegations
April 2001Other Business Activities
Paul owns Paul Lieu Wealth Management Inc., created to separate liabilities, but offers no products or services through it. He also works as an agent selling manufactured homes and advising real estate clients, dedicating minimal time to each.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Calton & Associates, INC.
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment ServicesBroker
Citicorp Investment Services
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Linsco/private Ledger CORP.Broker
Bisys Brokerage Services, INC.Broker
Laughlin Group Advisors, INC.Broker
Fn Investment CenterBroker
Invest Financial CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.