Anne Summers is a registered investment advisor, based in San Diego, CA, with 10 years of industry experience.
Location
655 W Broadway 12th Fl, 12th Floor, San Diego, CA, 92101
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Regulatory History (1)
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Criminal
December 2002Final Disposition
Other Business Activities
Anne is a board member of The Coronado Alano Club, a non-profit organization, since 2019. This requires minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Cetera Financial Specialists LLC
March 2022 - Present · 4 yrs 2 mos
Cetera Investment Services LLC
March 2022 - Present · 4 yrs 2 mos
Cetera Investment Services LLCBroker
March 2022 - Present · 4 yrs 2 mos
Cetera Wealth Services, LLC
March 2022 - Present · 4 yrs 2 mos
Cetera Financial Specialists LLCBroker
March 2022 - Present · 4 yrs 2 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Cetera Advisors LLCBroker
April 2020 - Present · 6 yrs 1 mo
Cetera Advisors LLC
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
First Allied Advisory Services, INC.
December 2018 - November 2020 · 1 yr 11 mos
First Allied Securities, INC.Broker
December 2018 - September 2022 · 3 yrs 9 mos
Ameriprise Financial Services, INC.
August 2017 - September 2017 · 1 mo
Ameriprise Financial Services, INC.Broker
August 2017 - September 2017 · 1 mo
Kms Financial Services, INC
August 2016 - October 2016 · 2 mos
Kms Financial Services, INC.Broker
August 2016 - October 2016 · 2 mos
National Planning CorporationBroker
March 2015 - October 2015 · 7 mos
RBC Capital Markets, LLC
May 2014 - September 2014 · 4 mos
RBC Capital Markets, LLCBroker
May 2012 - September 2014 · 2 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.