Esther Yao is a registered investment advisor, based in Highlands Ranch, CO, with 22 years of industry experience.
Location
Highlands Ranch, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
August 2025 - Present · 9 mos
Wealth Enhancement Brokerage Services, LLCBroker
August 2025 - Present · 9 mos
Wealth Enhancement Brokerage Services, LLC
August 2025 - Present · 9 mos
Previous Registrations
Nuveen Asset Management, LLC
December 2020 - October 2024 · 3 yrs 10 mos
Nuveen Securities, LLCBroker
November 2020 - October 2024 · 3 yrs 11 mos
Charles Schwab & CO., INC.Broker
September 2017 - November 2020 · 3 yrs 2 mos
Charles Schwab & CO., INC.
September 2017 - November 2020 · 3 yrs 2 mos
Morgan Stanley
March 2015 - August 2017 · 2 yrs 5 mos
Morgan StanleyBroker
February 2015 - August 2017 · 2 yrs 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2010 · 9 mos
Citigroup Global Markets INC.Broker
August 2005 - June 2009 · 3 yrs 10 mos
Stone & Youngberg LLCBroker
March 2003 - March 2004 · 1 yr
Salomon Smith Barney INC.Broker
April 1999 - August 2002 · 3 yrs 4 mos
Salomon Brothers INC.Broker
March 1995 - May 1998 · 3 yrs 2 mos
State Registrations1 state
CO
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.