James Davis
James Davis is a registered investment advisor at Commonwealth Financial Network, based in Skokie, IL, with 28 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
9955 Karlov Avenue, Skokie, IL, 60076
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Regulatory History (1)
Customer Dispute
September 2000Other Business ActivitiesSells Insurance
James sells fixed insurance, dedicating minimal time to this activity. He also owns Davis Financial Strategies to facilitate securities, advisory, and insurance business, taking up nearly all of his time, and co-owns two real estate entities, spending minimal time on each.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Cco Investment Services CORP.Broker
Cco Investment Services CORP.
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
The Huntington Investment CompanyBroker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Commerce Brokerage Services, INC.Broker
N.I.S. Financial Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.