DJ
DJ

Deforest Johnson

57 Years of Experience
Wilmington, DE
Broker

Deforest Johnson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Wilmington, DE, with 57 years of industry experience. Deforest operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1011 Centre Rd, Ste 100, Wilmington, DE, 19805-1270

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2013 - Present · 13 yrs 2 mos
Ameriprise Financial Services, LLC
March 2013 - Present · 13 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2013 - Present · 13 yrs 2 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2013 · 3 yrs 10 mos
Morgan Stanley
June 2009 - April 2013 · 3 yrs 10 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
August 2005 - February 2006 · 6 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1987 - February 2006 · 18 yrs 3 mos
Legg Mason Masten INC.Broker
October 1987 - November 1987 · 1 mo
Legg Mason Wood Walker, IncorporatedBroker
September 1985 - October 1987 · 2 yrs 1 mo
Dean Witter Reynolds INC.Broker
February 1978 - September 1985 · 7 yrs 7 mos
Dean Witter & CO. IncorporatedBroker
February 1969 - February 1978 · 9 yrs
State Registrations18 states
AZCACODCDEFLGAILKYMDMNNCNYOHPATNVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deforest Johnson - Financial Advisor | TrueAdvisor