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Darren Wald

Citizens Private Wealth
31 Years of Experience
Syracuse, NY
4 DisclosuresBroker
View SEC Summary
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Darren Wald is a registered investment advisor at Citizens Private Wealth, based in Syracuse, NY, with 31 years of industry experience. Darren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, High Net Worth, and 3 more. Their firm serves 2,567 clients with $17B in assets under management.

Citizens Private Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
93 advisors
Number of Clients
2,567 clients
Average Client Portfolio
$6.5M average
Assets Under Management
$16.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.50%
$2.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10.0M - $25.0M0.85%
$25.0M - $50.0M0.70%
$50M+0.55%

Fees may be reduced or waived based on account size, complexity, and family relationships. Legacy clients may be subject to separate wrap fees or fixed-income-only schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

One Lincoln Center, 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY, 13202

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2000
Settled
Customer Dispute
September 2000
Settled
Customer Dispute
October 1998
Denied
Customer Dispute
April 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Darren holds a board seat in Pali Riptide, a local baseball league, since June 2019. This activity is not investment-related and takes minimal time outside of business hours.

Employment History
Current Registrations
Citizens Private Wealth
June 2026 - Present · 4 mos
Citizens Securities, INC.Broker
June 2026 - Present · 4 mos
Citizens Securities, INC.
June 2026 - Present · 4 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - June 2026 · 17 yrs
Morgan Stanley
June 2009 - June 2026 · 17 yrs
Morgan Stanley & CO. Incorporated
June 2007 - June 2009 · 2 yrs
Morgan Stanley & CO. IncorporatedBroker
June 2007 - June 2009 · 2 yrs
RBC Dain Rauscher INC.
May 2002 - June 2007 · 5 yrs 1 mo
RBC Dain Rauscher INC.Broker
March 2002 - June 2007 · 5 yrs 3 mos
Sutro & CO. IncorporatedBroker
December 2001 - March 2002 · 3 mos
Deutsche Banc Alex. Brown INC.Broker
January 2001 - November 2001 · 10 mos
Db Alex. Brown LLCBroker
August 1998 - January 2001 · 2 yrs 5 mos
Prudential Securities IncorporatedBroker
April 1997 - June 1998 · 1 yr 2 mos
Smith Barney INC.Broker
April 1995 - April 1997 · 2 yrs
State Registrations27 states
AZCACOCTDEFLGAILKSLAMAMDMNNCNJNVNYOKORPATNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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