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Arthur Roth

Bfc Planning, INC.
30 Years of Experience
Merritt Island, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Arthur Roth is a registered investment advisor at Bfc Planning, INC., based in Merritt Island, FL, with 30 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 11,448 clients with $3.8B in assets under management.

Bfc Planning, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
232 advisors
Number of Clients
11,448 clients
Average Client Portfolio
$336K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable annual fee is 2.5% across most asset management programs. Actual fees are negotiable and vary by representative and platform. Specific sub-adviser and program fees apply depending on the chosen platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 W Merritt Island Cswy, Merritt Island, FL, 32952

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Arthur is the owner of Merritt Island Partners, LLC, a real estate holding company, since 2003. He is also the president of Roth Financial Group (investments and insurance) and Roth Tax Advisory Group, spending about a quarter of his time on the former and minimal time on the latter.

Employment History
Current Registrations
Bfc Planning, INC.
April 2014 - Present · 12 yrs 6 mos
Berthel, Fisher & Company Financial Services, INC.
February 2006 - Present · 20 yrs 8 mos
Berthel, Fisher & Company Financial Services, INC.Broker
February 2006 - Present · 20 yrs 8 mos
Previous Registrations
Berthel Fisher & Company Financial Services, INC.
February 2006 - December 2013 · 7 yrs 10 mos
Legacy Advisory Services, INC.
October 2003 - January 2006 · 2 yrs 3 mos
Legacy Financial Services, INC.Broker
September 2003 - January 2006 · 2 yrs 4 mos
Pace Capital Management
May 2002 - August 2003 · 1 yr 3 mos
A.J. Pace & CO., INC.Broker
August 2001 - September 2003 · 2 yrs 1 mo
TD Waterhouse Investor Services, INC.Broker
September 1999 - August 2001 · 1 yr 11 mos
Main Street Management CompanyBroker
May 1998 - September 1999 · 1 yr 4 mos
Waterhouse Securities, INC.Broker
January 1996 - May 1998 · 2 yrs 4 mos
State Registrations29 states
AZCACTDEFLGAILINKYMAMDMEMIMNNCNHNJNMNYPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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