Arthur Roth
Arthur Roth is a registered investment advisor at Bfc Planning, INC., based in Merritt Island, FL, with 29 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 3 more. Their firm serves 6,720 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BFC Planning offers asset management services through various platforms. Fees are based on the amount of assets managed and can vary depending on the platform and the IAR. The maximum allowable fee is 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may also incur charges from third parties, such as mutual fund expenses and IRA fees. Some platforms have minimum account sizes.
Platforms include:
- Berthel Edge
- BFC Advisory program
- American Funds Direct F-2 Share Class Program
- Institutional RIA Platform
- Variable Annuity/Variable Life Sponsors
- Envestnet’s Managed Account Solutions
- Sub-Advisory Platforms
- Held Away Accounts
Location
200 W Merritt Island Cswy, Merritt Island, FL, 32952
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2013Other Business ActivitiesSells Insurance
Arthur is the owner of Merritt Island Partners, LLC, a real estate holding company, since 2003. He is also the president of Roth Financial Group (investments and insurance) and Roth Tax Advisory Group, spending about a quarter of his time on the former and minimal time on the latter.
Employment History
Current Registrations
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Berthel, Fisher & Company Financial Services, INC.
Previous Registrations
Berthel Fisher & Company Financial Services, INC.
Legacy Advisory Services, INC.
Legacy Financial Services, INC.Broker
Pace Capital Management
A.J. Pace & CO., INC.Broker
TD Waterhouse Investor Services, INC.Broker
Main Street Management CompanyBroker
Waterhouse Securities, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.