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Michael Cianciosa

30 Years of Experience
Grand Island, NY
Broker

Michael Cianciosa is a registered investment advisor at LPL Financial LLC, based in Grand Island, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2300 Grand Island Blvd, Grand Island, NY, 14072

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael operates under the DBA Northwest Investment Services for his LPL business, dedicating full-time hours during securities trading. He also has a financial institution duty at Northwest Bank, requiring minimal time.

Employment History
Current Registrations
LPL Financial LLC
April 2019 - Present · 7 yrs 5 mos
LPL Financial LLCBroker
May 2012 - Present · 14 yrs 4 mos
Previous Registrations
LPL Financial LLC
May 2012 - December 2016 · 4 yrs 7 mos
Hsbc Securities (USA) INC.
September 2007 - May 2012 · 4 yrs 8 mos
Hsbc Securities (USA) INC.Broker
January 2005 - May 2012 · 7 yrs 4 mos
Hsbc Brokerage (USA) INC.Broker
October 2001 - January 2005 · 3 yrs 3 mos
Mcdonald Investments INC.Broker
May 1999 - October 2001 · 2 yrs 5 mos
Key Investments INC.Broker
January 1998 - May 1999 · 1 yr 4 mos
M&t Securities, INC.Broker
February 1996 - January 1998 · 1 yr 11 mos
State Registrations23 states
AZCACOFLGAKYMAMDMOMSNCNENHNJNMNYOHORPASCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Cianciosa - Financial Advisor | TrueAdvisor