Steven Birenberg
Steven Birenberg is a CFA-designated registered investment advisor at Northlake Capital Management, LLC, based in Bayfield, WI, with 28 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 53 clients with $75M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees are negotiable, especially for accounts in excess of $5,000,000. Flat fees are an option for smaller accounts, typically less than $250,000, and for accounts expected to have minimal trading activity, ranging from $15 to $1,500 per quarter.
Fee Estimator
Location
Bayfield, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is the co-head of security at Lake Superior Big Top Chautauqua, an entertainment venue, providing security support during live performances. This activity occurs during the summer months and takes about 10-20% of his time.
Employment History
Current Registrations
Northlake Capital Management, LLC
Previous Registrations
Gofen and Glossberg, L.L.C.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.