JK
CFP
JK
CFP

Jon Kempner

28 Years of Experience
Morristown, NJ
Broker

Jon Kempner is a CFP-designated registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

340 Mount Kemble Avenue, Morristown, NJ, 07960

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Jon is the sole proprietor/owner of 506 Jersey LLC, a real estate business, since October 2023. He spends minimal time on administrative, accounting, business development, customer service, property management, and sales/marketing activities related to this business.

Employment History
Current Registrations
Morgan StanleyBroker
August 2021 - Present · 4 yrs 9 mos
Morgan Stanley
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2012 - August 2021 · 9 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2012 - August 2021 · 9 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2012 · 2 yrs 11 mos
Citigroup Global Markets INC.
November 2006 - June 2009 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
November 2006 - June 2009 · 2 yrs 7 mos
Morgan Stanley
October 2002 - November 2006 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
September 2002 - November 2006 · 4 yrs 2 mos
Neuberger Berman Management INC.Broker
March 2000 - July 2001 · 1 yr 4 mos
Cambridge Capital, LLCBroker
April 1997 - March 2000 · 2 yrs 11 mos
J. B. Hanauer & CO.Broker
January 1996 - December 1996 · 11 mos
State Registrations29 states
CACOCTDCFLGAHIILINKYMAMDMEMNMONCNHNJNVNYOHORPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jon Kempner - Financial Advisor | TrueAdvisor