Charles Carroll is a CFA-designated registered investment advisor at Tfo Family Office Partners, based in Phoenix, AZ, with 20 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 306 clients with $5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
The total percentage fee charged can range up to a maximum of 1.25% of assets under management. Fees are negotiable and may be structured as a flat fee or percentage of net worth in certain cases.
Fee Estimator
Location
5060 North 40th Street, Suite 200, Phoenix, AZ, 85018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles provides investment-related consulting services as a consultant for TFO-TDC, LLC, dedicating minimal time. He is also an investor and advisory board member for TRAHealth, Inc. and a member of the Editorial Board for the Journal of Wealth Management, spending minimal time reviewing papers.
Employment History
Current Registrations
Tfo Family Office Partners
Previous Registrations
Genspring Family Offices, LLC
Inlign Wealth Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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