KS
KS

Karen Siannas

28 Years of Experience
Ridgefield, CT
Broker

Karen Siannas is a registered investment advisor at Morgan Stanley, based in Ridgefield, CT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

90 Grove Street, Ridgefield, CT, 06877

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Karen works for H&R Block preparing taxes since December 2024. This administrative role takes about a quarter of her time outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
August 2024 - Present · 1 yr 9 mos
Morgan Stanley
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - June 2023 · 14 yrs
Morgan Stanley
June 2009 - June 2023 · 14 yrs
Citigroup Global Markets INC.
February 2009 - June 2009 · 4 mos
Citigroup Global Markets INC.Broker
December 2002 - June 2009 · 6 yrs 6 mos
Wachovia Securities, INC.Broker
June 2001 - November 2002 · 1 yr 5 mos
Prudential Securities IncorporatedBroker
May 1997 - May 2001 · 4 yrs
First Data Distributors, INC.Broker
April 1996 - May 1997 · 1 yr 1 mo
State Registrations39 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.