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KT
CFP · ChFC
KT
CFP · ChFC

Karin Tyson

Prime Capital Financial
31 Years of Experience
Houston, TX
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Karin Tyson is a CFP, ChFC-designated registered investment advisor at Prime Capital Financial, based in Houston, TX, with 31 years of industry experience. Karin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 23,965 clients with $39B in assets under management.

Prime Capital Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
264 advisors
Number of Clients
23,965 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$39.1B

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Standard asset management fees typically range between 1.00% and 1.50% annually, with a maximum of 2.50% and a minimum of 0.25%. Fees are negotiable depending on the advisor, account complexity, and total assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2600 S Gessner Rd. Ste 315, Houston, TX, 77063

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Settled
Customer Dispute
July 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Karin is the sole owner of CHHSZ Holdings LLC, which owns Prime Capital Investment Advisors, LLC. She is also a life, disability, and long-term care insurance agent (about 10-20% of her time), sells fixed insurance products through PCRM LLC (about 10-20% of her time), and is a notary, seminar instructor, board member for a scholarship fund, and a church finance committee member.

Employment History
Current Registrations
Prime Capital Financial
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Private Client Services, LLCBroker
January 2022 - December 2024 · 2 yrs 11 mos
20/20 Capital Management, INC
December 2015 - December 2022 · 7 yrs
Ameritas Investment CORP
January 2007 - October 2017 · 10 yrs 9 mos
Ameritas Investment Company, LLCBroker
January 2007 - January 2022 · 15 yrs
The Afp Group
January 2003 - December 2012 · 9 yrs 11 mos
The Afp Group
October 2002 - December 2002 · 2 mos
1717 Capital Management CompanyBroker
May 1995 - January 2007 · 11 yrs 8 mos
Royal Alliance Associates, INC.
April 1995 - January 2007 · 11 yrs 9 mos
Royal Alliance Associates, INC.Broker
April 1995 - January 2007 · 11 yrs 9 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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