Tanya Klimpel is a registered investment advisor, based in Las Vegas, NV, with 27 years of industry experience.
Location
Las Vegas, NV
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
American Enterprise Investment Services INC.Broker
July 2019 - Present · 7 yrs
American Enterprise Investment Services INC.
July 2019 - Present · 7 yrs
Ameriprise Financial Services, LLC
February 2014 - Present · 12 yrs 5 mos
Ameriprise Financial Services, LLCBroker
January 2011 - Present · 15 yrs 6 mos
Ameriprise Financial Services, LLC
January 2011 - Present · 15 yrs 6 mos
Previous Registrations
Riversource Distributors, INC.Broker
November 2006 - January 2011 · 4 yrs 2 mos
Ameriprise Financial Services, INC.Broker
April 2003 - October 2007 · 4 yrs 6 mos
American Express Financial Advisors INC.Broker
April 1997 - August 2001 · 4 yrs 4 mos
Ids Life Insurance CompanyBroker
April 1997 - August 2001 · 4 yrs 4 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.