JH
JH

John Haag

30 Years of Experience
Alpharetta, GA
Broker

John Haag is a registered investment advisor at Raymond James & Associates, INC., based in Alpharetta, GA, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2400 Lakeview Parkway, Suite 200, Alpharetta, GA, 30009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2007 - Present · 19 yrs 6 mos
Raymond James & Associates, INC.Broker
January 2007 - Present · 19 yrs 6 mos
Previous Registrations
Gv Capital Management,inc.
May 2003 - January 2007 · 3 yrs 8 mos
Gv Financial Advisors, INC.
May 2003 - January 2007 · 3 yrs 8 mos
Securian Financial Services, INC.Broker
September 1995 - January 2007 · 11 yrs 4 mos
State Registrations21 states
ALAZCADCFLGAHIKYMAMDMEMINCNJNYPASCTNTXVAVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Haag - Financial Advisor | TrueAdvisor