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Christopher Kline

Capstone Wealth Management CORP.
30 Years of Experience
Baraboo, WI
8 Disclosures
View SEC Summary
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Christopher Kline is a registered investment advisor at Capstone Wealth Management CORP., based in Baraboo, WI, with 30 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 288 clients with $110M in assets under management.

Capstone Wealth Management CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
288 clients
Average Client Portfolio
$380K average
Assets Under Management
$109.4M

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.25%
$2M+1.00%

Fees are negotiable at the discretion of Capstone Wealth Management Corp. Firm also offers performance-based fees up to 20% of gains for qualified clients.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Baraboo, WI

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2012
Final
Customer Dispute
February 2011
Settled
Regulatory
December 2009
Final
Customer Dispute
February 2009
Settled
Customer Dispute
October 2008
Settled
Customer Dispute
August 2007
Denied
Customer Dispute
October 2006
Closed-No Action
Customer Dispute
August 2004
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Capstone Wealth Management CORP.
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Cornerstone Securities LLC
May 2012 - June 2012 · 1 mo
Brookstone Investment Advisory Services
January 2007 - June 2012 · 5 yrs 5 mos
Brookstone Investment Advisory Services
January 2007 - January 2007 · 0 mos
Brookstone Securities, INC.Broker
April 2005 - June 2012 · 7 yrs 2 mos
Archer Alexander Securities CorporationBroker
January 2004 - April 2005 · 1 yr 3 mos
Nations Financial Group, INC.Broker
December 2003 - January 2004 · 1 mo
Archer Alexander Securities CorporationBroker
April 2003 - December 2003 · 8 mos
Gunnallen Financial, INC
November 2002 - April 2003 · 5 mos
Gunnallen Financial, INCBroker
August 2002 - April 2003 · 8 mos
Gunnallen Financial, INCBroker
May 2002 - August 2002 · 3 mos
Kovack Securities INC.Broker
April 2001 - May 2002 · 1 yr 1 mo
Iac Securities, INC.Broker
March 1995 - May 2001 · 6 yrs 2 mos
State Registrations1 state
WI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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