Christopher Kline
Christopher Kline is a registered investment advisor at Capstone Wealth Management CORP., based in Lakeland, FL, with 30 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 315 clients with $92M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.25% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fees may be negotiable. CWM may receive a quarterly advisory fee based on the performance of a client account (the “Performance Fee”). The Performance Fee is a quarterly fee equal to up to 20% of realized and unrealized gains in a client’s portfolio subject to certain restrictions and limitations.
Fee Estimator
Location
5120 S. Lakeland Drive, Suite 1, Lakeland, FL, 33813
Get directionsHistory
Regulatory History (8)
Regulatory
February 2012Customer Dispute
February 2011Regulatory
December 2009Customer Dispute
February 2009Customer Dispute
October 2008Customer Dispute
August 2007Customer Dispute
October 2006Customer Dispute
August 2004Employment History
Current Registrations
Capstone Wealth Management CORP.
Previous Registrations
Cornerstone Securities LLC
Brookstone Investment Advisory Services
Brookstone Investment Advisory Services
Brookstone Securities, INC.Broker
Archer Alexander Securities CorporationBroker
Nations Financial Group, INC.Broker
Archer Alexander Securities CorporationBroker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Gunnallen Financial, INCBroker
Kovack Securities INC.Broker
Iac Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.