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Chadwick Collins

Wedbush Securities INC.
29 Years of Experience
Carlsbad, CA
8 DisclosuresBroker
View SEC Summary
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Chadwick Collins is a registered investment advisor at Wedbush Securities INC., based in Carlsbad, CA, with 29 years of industry experience. Chadwick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
222 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1917 Palomar Oaks Way, Suite 140, Carlsbad, CA, 92008

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2022
Settled
Customer Dispute
November 2021
Settled
Customer Dispute
November 2021
Settled
Customer Dispute
June 2021
Settled
Customer Dispute
March 2016
Settled
Customer Dispute
June 2013
Settled
Employment Separation After Allegations
June 2009
Criminal
April 1995
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Chadwick is the CEO and IAR of Stone Beacon Capital, engaging in registered representative activities through Wedbush Securities using a DBA name. This takes nearly all of Chadwick's time.

Employment History
Current Registrations
Wedbush Securities INC.Broker
February 2022 - Present · 4 yrs 8 mos
Wedbush Securities INC.
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Kestra Private Wealth Services, LLC
January 2017 - February 2022 · 5 yrs 1 mo
Kestra Investment Services, LLCBroker
January 2017 - February 2022 · 5 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
July 2009 - January 2017 · 7 yrs 6 mos
Wells Fargo Clearing Services, LLC
July 2009 - January 2017 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1997 - July 2009 · 12 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1997 - July 2009 · 12 yrs 3 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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