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Christopher Matheson

Stifel, Nicolaus & Company, Incorporated
31 Years of Experience
West Bend, WI
2 DisclosuresBroker
View SEC Summary
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Christopher Matheson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in West Bend, WI, with 31 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

125 E. Water Street, West Bend, WI, 53095

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2013
Settled
Customer Dispute
July 2012
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher is the VP and minority owner of Matheson Brands, LLC, focused on deer hunting/sports products, dedicating minimal time to product development and trade shows. He is also the treasurer of Shotgun Shooting LLC, a family-owned recreation land, and a member of I AM Brands LLC, focused on youth sports products, spending minimal time on R&D and testing.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
June 2009 - Present · 17 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
B. C. Ziegler and CompanyBroker
June 1999 - April 2009 · 9 yrs 10 mos
American Express Financial Advisors INC.Broker
April 1999 - May 1999 · 1 mo
Ids Life Insurance CompanyBroker
April 1999 - May 1999 · 1 mo
Copeland Equities, INC.Broker
March 1995 - April 1999 · 4 yrs 1 mo
State Registrations26 states
ALAZCACOFLGAIAIDILINKYMAMIMNNCNHNJNMOHORSCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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