Thomas Watts
Thomas Watts is a CFA-designated registered investment advisor at Watts Capital Partners LLC, based in New York, NY, with 29 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Divorce Planning, Estate Planning, and 4 more. Their firm serves 67 clients with $75M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.60% |
Fees are negotiable. Assets where the firm provides advice without direct management are charged at 0.50% per year. Tactical trading strategies carry an incremental fee of 1.50% per year.
Fee Estimator
Location
New York, NY
Get directionsHistory
Regulatory History (1)
Judgment / Lien
November 2025Employment History
Current Registrations
Watts Capital Partners LLC
Previous Registrations
Watts Capital Partners LLC
Watts Capital Partners LLC
Karbone Capital Markets, LLCBroker
Watts Capital Partners LLC
Cowen and CompanyBroker
Abn Amro IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Bear, Stearns & CO. INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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