Scott Winters
Scott Winters is a registered investment advisor at Financial Gravity Family Office Services, LLC, based in Lakeway, TX, with 16 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 1,724 clients with $590M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Financial Gravity Family Office Services may direct clients to Financial Gravity Asset Management, Inc. or other sub-advisors. The total annual fee for these services will not exceed 2.00% of the assets managed. This fee includes both the sub-advisor's fee and Financial Gravity's fee. The fees are negotiable within the indicated limits. Fees are charged monthly, in arrears, and debited from the client's account with written authorization.
Location
2501 Ranch Road 620 S, Ste 110, Lakeway, TX, 78734
Get directionsHistory
Regulatory History (4)
Regulatory
April 2003Regulatory
March 2003Customer Dispute
July 1999Customer Dispute
May 1999Other Business ActivitiesSells Insurance
Scott is the CEO of Good To Growing, a non-investment related company, and spends about a quarter of his time in this role. He is also the CEO and board member for Financial Gravity Companies and dedicates about half his time to this activity, and is an independent agent for Financial Gravity Enhanced Markets, selling insurance products and dedicating minimal time to this.
Employment History
Current Registrations
Financial Gravity Family Office Services, LLC
Previous Registrations
Forta Financial Group, INC.
Forta Financial Group, INC.Broker
Eqis Capital Management
First Union Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.