Scott Winters
Scott Winters is a registered investment advisor at Financial Gravity Family Office Services, LLC, based in The Hills, TX, with 16 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 1,724 clients with $590M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are charged monthly in arrears based on average daily balance and will not exceed 2.00% annually. Fees are negotiable.
Fee Estimator
Location
The Hills, TX
Get directionsHistory
Regulatory History (4)
Regulatory
April 2003Regulatory
March 2003Customer Dispute
July 1999Customer Dispute
May 1999Other Business ActivitiesSells Insurance
Scott is the CEO of Good To Growing, a non-investment related company, and spends about a quarter of his time in this role. He is also the CEO and board member for Financial Gravity Companies and dedicates about half his time to this activity, and is an independent agent for Financial Gravity Enhanced Markets, selling insurance products and dedicating minimal time to this.
Employment History
Current Registrations
Financial Gravity Family Office Services, LLC
Previous Registrations
Forta Financial Group, INC.
Forta Financial Group, INC.Broker
Eqis Capital Management
First Union Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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