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Nancy Sawyer

23 Years of Experience
Houston, TX
1 DisclosureBroker

Nancy Sawyer is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Houston, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

800 Capitol St, Pbig - Houston Ii, Houston, TX, 77002

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History

Regulatory History (1)
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Criminal
November 1984
Final Disposition
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2008 - Present · 17 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2008 - Present · 17 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2008 - Present · 17 yrs 11 mos
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
January 2005 - June 2007 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2001 - June 2007 · 5 yrs 7 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.