Lisa Waterman
Lisa Waterman is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Fort Wayne, IN, with 29 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3250 Mallard Cove Lane, Fort Wayne, IN, 46804
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Regulatory History (1)
Customer Dispute
September 2020Other Business ActivitiesSells Insurance
Lisa works as an agent for multiple insurance carriers, selling fixed insurance products, which takes about 10-20% of her time. She also operates Waterman Financial Services LLC, which encompasses her securities, investments, insurance sales, and financial planning activities, taking nearly full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.Broker
Signator Investors, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Forum Financial Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.