Richard Quigley is a registered investment advisor at LPL Financial LLC, based in Hingham, MA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Hingham, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard operates under a DBA for his LPL business, providing services to retirement plan clients in both advisory and brokerage capacities, as well as managing several 529 plans. This activity takes nearly full-time hours, with 30 hours dedicated to trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Nrp Advisors, INC.
Nrp Financial, INC.Broker
Investors Capital Advisory
Investors Capital CORP.Broker
Gwfs Equities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
New England SecuritiesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.