Christopher Maxtone-Graham is a registered investment advisor at Mariner Independent, based in Dallas, TX, with 30 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,051 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mariner Platform Solutions charges an annual fee based on a percentage of your portfolio. This fee can range up to 2.50% per year, depending on the services provided and other factors. The firm may also apply a minimum fee. If you receive financial planning and consulting services in addition to investment advice, you may be subject to an additional fee. Fees are generally billed in advance on a quarterly basis. The management fee is negotiable.
Location
3100 Monticello Ave., Ste. 300, Dallas, TX, 75205
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Christopher is an executor/co-executor of an estate, spending minimal time during business hours and a few hours per week after business hours. He is also the founder of Vail Capital Management, LLC, offering investment advisory services, dedicating full-time hours to this role.
Employment History
Current Registrations
Mariner Independent
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Robert W. Baird & CO. IncorporatedBroker
Robert W. Baird & CO. Incorporated
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.Broker
Morgan Stanley & CO., IncorporatedBroker
Salomon Brothers INC.Broker
Salomon Smith Barney INC.Broker
Gates Capital CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.