CB
CB

Christopher Busby

30 Years of Experience
Portland, OR
BrokerSells Insurance

Christopher Busby is a registered investment advisor at Commonwealth Financial Network, based in Portland, OR, with 30 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3079 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.

Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.

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Location

10220 SW Greenburg Road, Suite 250, Portland, OR, 97223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher is a co-owner and partner of Canyon Financial Group LLC dba CFG Wealth Management, which facilitates securities, advisory, and insurance business, dedicating nearly all of his time. He also sells fixed insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
Commonwealth Financial Network
March 2007 - Present · 19 yrs 2 mos
Commonwealth Financial NetworkBroker
March 2007 - Present · 19 yrs 2 mos
Previous Registrations
AXA Advisors, LLC
July 2005 - March 2007 · 1 yr 8 mos
AXA Advisors, LLCBroker
June 2005 - March 2007 · 1 yr 9 mos
Mony Securities CorporationBroker
December 2004 - June 2005 · 6 mos
Symetra Investment Services, INC.Broker
November 2002 - November 2004 · 2 yrs
Securian Financial Services, INC.Broker
September 2002 - October 2002 · 1 mo
Mony Securities CorporationBroker
March 1995 - August 2002 · 7 yrs 5 mos
State Registrations10 states
CACOGAIDMAMDORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.