Graham Williams
Graham Williams is a CFP-designated registered investment advisor at Optimist Retirement Group, LLC, based in Bellevue, WA, with 30 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 111 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.50% |
| $250K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fee does not include transaction fees, or other fees/expenses charged by brokers, custodians, or mutual funds. The advisory fee is negotiable.
Fee Estimator
Location
11400 SE 8th St., Suite 465, Bellevue, WA, 98004
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Graham is a managing member of Williams Palmer LLC, providing investment management advice, dedicating nearly full-time hours to this. Graham is also a licensed insurance agent selling various insurance products, spending about 10-20% of his time on this activity, and owns real estate and sells books, each taking minimal time.
Employment History
Current Registrations
Optimist Retirement Group, LLC
Previous Registrations
M. S. Howells & CO.Broker
Cetera Advisors LLCBroker
Pacific West Financial Consultant INC
Pacific West Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.