Ronald Dale is a registered investment advisor at Morgan Stanley, based in Palm Beach Gardens, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3801 PGA Boulevard, Suite 700, Palm Beach Gardens, FL, 33410
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2014 - Present · 12 yrs
Morgan StanleyBroker
May 2014 - Present · 12 yrs
Previous Registrations
Wells Fargo Advisors, LLC
July 2011 - May 2014 · 2 yrs 10 mos
Wells Fargo Advisors, LLCBroker
April 2011 - May 2014 · 3 yrs 1 mo
Dru Stock, INC.Broker
April 2010 - November 2010 · 7 mos
Bengal Partners LLCBroker
July 2007 - August 2009 · 2 yrs 1 mo
Hapoalim Securities USA, INC.Broker
August 2004 - October 2006 · 2 yrs 2 mos
Integra Securities CORP.Broker
March 2004 - August 2004 · 5 mos
Putnam Lovell Nbf Securities INC.Broker
May 2001 - September 2003 · 2 yrs 4 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
June 2000 - October 2000 · 4 mos
J.P. Morgan Securities INC.Broker
March 1999 - July 2000 · 1 yr 4 mos
State Registrations15 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.