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Thomas Nawrocki

27 Years of Experience
Columbus, OH
1 DisclosureBroker

Thomas Nawrocki is a registered investment advisor at Nationwide Investment Advisors, LLC, based in Columbus, OH, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 270,365 clients with $16B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
398 advisors
Number of Clients
270,365 clients
Average Client Portfolio
$58K average
Assets Under Management
$15.7B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Nationwide Investment Advisors (NIA) offers investment management through ProAccount. Here's how the fees work:

  • Nationwide Retirement Program: You'll be charged up to 1.00% of your account balance annually. This fee is taken out of your account quarterly.
  • Nationwide Governmental and Institutional Plans: You'll be charged up to 0.65% of your account balance annually. This fee is also taken out of your account quarterly.

These fees are negotiable at the plan level. The fees are in addition to any other fees your retirement plan may charge.

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Location

One Nationwide Plaza, 03-07-202, Columbus, OH, 43215

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History

Regulatory History (1)
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Employment Separation After Allegations
January 2003
Employment History
Current Registrations
Nationwide Investment Advisors, LLC
February 2023 - Present · 3 yrs 3 mos
Nationwide Investment Services CorporationBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Empower Financial Services, INC.Broker
January 2021 - December 2022 · 1 yr 11 mos
MML Distributors, LLCBroker
May 2014 - January 2021 · 6 yrs 8 mos
MML Investors Services, LLCBroker
June 2012 - May 2014 · 1 yr 11 mos
Ing Financial Advisers, LLCBroker
April 2003 - October 2011 · 8 yrs 6 mos
Charles Schwab & CO., INC.Broker
December 2000 - January 2003 · 2 yrs 1 mo
Franklin/templeton Distributors, INC.Broker
July 1997 - March 1999 · 1 yr 8 mos
Franklin/templeton Distributors, INC.Broker
June 1995 - April 1997 · 1 yr 10 mos
State Registrations2 states
CAOH
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.