Richard Briner is a registered investment advisor at LPL Financial LLC, based in Maumee, OH, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
480 W Dussel Dr Ste 145, Maumee, OH, 43537-1416
Get directionsHistory
Regulatory History (4)
Judgment / Lien
July 2025Judgment / Lien
August 2016Judgment / Lien
August 2016Judgment / Lien
May 2016Other Business Activities
Richard owns real estate rental property, which was sold on land contract in 2006, and spends no time on it. He also operates under the DBA Toledo Financial Group for his LPL business and has a business entity for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.