Richard Briner is a registered investment advisor at LPL Financial LLC, based in Maumee, OH, with 31 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
480 W Dussel Dr Ste 145, Maumee, OH, 43537-1416
Get directionsHistory
Regulatory History (6)
Judgment / Lien
August 2026Judgment / Lien
February 2026Judgment / Lien
July 2025Judgment / Lien
August 2016Judgment / Lien
August 2016Judgment / Lien
May 2016Other Business Activities
Richard owns real estate rental property, which was sold on land contract in 2006, and spends no time on it. He also operates under the DBA Toledo Financial Group for his LPL business and has a business entity for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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