Lee Bashforth
Lee Bashforth is a registered investment advisor at Osaic Wealth, INC., based in Costa Mesa, CA, with 30 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
575 Anton Blvd. Suite 660, Costa Mesa, CA, 92626
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2012Customer Dispute
August 2009Customer Dispute
June 2008Other Business ActivitiesSells Insurance
Lee works as a financial advisor providing financial planning and portfolio management through AssetMark, dedicating about a quarter of their time. Lee is also an insurance agent selling insurance products, spending a few hours per week on this activity, and serves as a trustee for a trust for their parents.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.