Brian Connor
Brian Connor is a registered investment advisor at Osaic Wealth, INC., based in Venice, FL, with 24 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Venice, FL
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2010Regulatory
April 2005Customer Dispute
February 2003Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Brian is the President of Asset Wealth Management Services Inc., encompassing his duties as a Registered Investment Advisor Representative and insurance representative. This takes nearly full-time, with 120 hours dedicated to the corporation and securities trading.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.