TJ
TJ

Thomas Johnson

56 Years of Experience
Cleveland, OH
Broker

Thomas Johnson is a registered investment advisor at Morgan Stanley, based in Cleveland, OH, with 56 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 Public Square, Suite 2600, Cleveland, OH, 44114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is involved with Urbana Holding, a family holding company for purchasing Ohio State football tickets, since 1980. This activity requires minimal time.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
October 2000 - June 2009 · 8 yrs 8 mos
Salomon Brothers INC.Broker
December 1997 - September 1998 · 9 mos
Citigroup Global Markets INC.Broker
April 1969 - June 2009 · 40 yrs 2 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.