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Katharina Glover

30 Years of Experience
Nashville, TN
Broker

Katharina Glover is a registered investment advisor at Raymond James & Associates, INC., based in Nashville, TN, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1033 Demonbreun Street, Suite 500, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2008 - Present · 17 yrs 11 mos
Raymond James & Associates, INC.
June 2008 - Present · 17 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2008 - Present · 17 yrs 11 mos
Previous Registrations
Wachovia Securities, LLC
June 2000 - August 2008 · 8 yrs 2 mos
Wachovia Securities, LLCBroker
October 1999 - August 2008 · 8 yrs 10 mos
First Union Capital Markets CORP.Broker
October 1998 - October 1999 · 1 yr
J.C. Bradford & CO.Broker
April 1995 - November 1998 · 3 yrs 7 mos
State Registrations2 states
TNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Katharina Glover - Financial Advisor | TrueAdvisor