John Dunphy is a registered investment advisor, based in Omaha, NE, with 30 years of industry experience.
Location
14600 Branch St., Omaha, NE, 68154
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a wealth advisor at CWM, LLC DBA Carson Partners and owner of Twin Pines Wealth Management and John Dunphy Financial Planning, spending about a quarter of his time on each. He also sells fixed insurance products and owns rental property, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cwm, LLC
Previous Registrations
Osaic Wealth, INC.Broker
Haussmann Financial INC.
Securities America, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.