Thomas Parlon
Thomas Parlon is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in West Roxbury, MA, with 24 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
208A V.F.W. Parkway, Ste 205, West Roxbury, MA, 02132
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a board member of United Spinal Assoc since 2013, dedicating minimal time. He is also the owner and 1099 contractor for Blue Line Financial, LLC, spending nearly full-time hours there, and an advisory representative of a RIA at CIRA, working full-time. Finally, Thomas is an independent insurance agent for various companies, dedicating a few hours per week.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Alpha Pension Group, INC.
Eagle Strategies LLC
Nylife Securities LLCBroker
Auriga USA, LLCBroker
Soleil Securities CorporationBroker
Stanford Group CompanyBroker
Wachovia Capital Markets, LLCBroker
Wachovia Securities, LLCBroker
Pioneer Funds Distributor, INC.Broker
L.C. Wegard & CO., INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.