Walter Schwartz
Walter Schwartz is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Louisville, KY, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4165 Westport Rd., Suite 101, Louisville, KY, 40207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Walter is the owner/operator of St. Matthews Investment Group, dedicating about half of his time to this role. He also owns Walt Schwartz Aviation, LLC and Walter J Schwartz & Co, Inc., but spends minimal time on these ventures.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Edward JonesBroker
State Registrations19 states
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